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Regulations

Unum Capital Alpha Centic, Unum Capital Trading Services and Unum NOW are brands and business units of Unum Capital (Pty) Ltd, an authorised Financial Services Provider (FSP 564). 

Unum Capital is not an over-the-counter (ODP) derivatives provider and does not, as a feature of its business act as principal, originate, issue, sell or make a market in over-the-counter (OTC) derivatives. 

As an agency (Cat I) and / or discretionary (Cat II & IIA) licensed FSP all our client trades are fully hedged with regulated, local and/or Foreign over-the-counter derivatives provider, including Unum Prime, an authorise ODP with license 081.

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