Regulations
Unum Capital Alpha Centric, Unum Capital Trading Services and Unum are brands and business units of Unum Capital (Pty) Ltd, an authorised Financial Services Provider (FSP 564).
Unum Capital (Pty) Ltd, acts in an agency capacity, offering advice and Intermediary services (Cat I) and / or discretionary (Cat II & IIA) portfolio management.
Unum Capital is not an over-the-counter (ODP) derivatives provider and does not, as a feature of its business act as principal, originate, issue, sell or make a market in over-the-counter (OTC) derivatives.
All our clients’ trades are fully hedged with regulated local and/or Foreign over-the-counter derivatives providers, including the group company Unum Prime (Pty) Ltd, an authorise ODP with license number 081.